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April

Head Of Compliance

eFinancialCareers Ltd. - Sydney, NSW

Any Industry
Source: uWorkin

JOB DESCRIPTION

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Morgan McKinley
in Sydney, New South Wales, Australia

Permanent, Full time

Be the first to apply

Competitive

Head of Compliance Job Summary

  • Sydney CBD
  • Permanent
  • BBBH775817
  • Mar 17, 2021
  • Competitive
Job Description
This entity fosters a caring culture, fostering collaboration with peers, putting clients first, and experiencing an exciting era of growth and acquisition; whilst committed to sustainable investments

The Opportunity

Leading a large Compliance team, you will be supporting and coaching for performance and development and executing strategic enterprise Compliance.

You will be working with the leadership team and senior stakeholders to drive good risk culture and good risk outcomes across the Group to implement all aspects of the Compliance Framework including: Regulatory change management, Compliance policies, Compliance plans, Compliance training, Compliance monitoring, Licence management and Breach reporting.

You will also Manage the relationship and interactions with all regulators, and be instrumental in leading by example to foster a culture of knowledge sharing and

collaboration across the broader CRO teams.

At a broader level you will be provide enterprise leadership across the group including

membership of the breach committee and reporting to various boards and Committees.

The Organisation

This entity fosters a caring culture, fostering collaboration with peers, putting clients first, and experiencing an exciting era of growth and acquisition; whilst committed to sustainable investments.

The Candidate

The ideal candidate will have extensive experience in leading large compliance teams, and having worked within asset management.

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