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Senior Compliance Manager, Asset Management

MLC - Sydney, NSW

Banking & Finance
Source: uWorkin


On a permanent basis, the Senior Compliance Manager will utilise their complex regulatory SME experience to support BAU and Regulatory Change Projects at MLC.

Key accountabilities of this role will include;

  • Support the creation of an environment which fosters open dialogue and challenge, supporting the business to reassess compliance commitments as they learn and improve.
  • Build relationships with a portfolio of business stakeholders, fostering trust and empowering them to manage compliance risk every day.
  • Support the implementation and continuous improvement of compliance risk frameworks, policies and procedures to articulate how MLC manages compliance as an organisation.
  • Support the provision of specialist compliance risk advice to risk partners to understand how compliance influences business operations and help evolve the maturity of risk profiles, compliance plans and control environments.
  • Support the HO to provide the GM and CRO with a view of compliance, enabling them to make informed decisions and take timely action.
  • Proactively manage risk, meeting all policy and compliance requirements; perform controls, adhere to process and procedures pertinent to your role, and escalate events, issues or breaches as they are identified. Risk accountability forms part of all roles, as everyone is responsible for managing risk and compliance.

About You
Key skills and experience required will include;

  • Previous experience in financial services senior level risk partnering roles
  • Wealth industry knowledge, strong understanding of risks associated with transformation programs, strong understanding of governance processes and procedures.
  • Strong track record of establishing credibility and building trust at all levels.
  • Sound business acumen – business and financial judgement, problem solving skills and ability to distil large volumes of data/information.

About Us
At MLC Wealth, we believe success comes from our people. We're committed to supporting our people as you help us build a business and culture that affects positive change for our clients and community.

To be eligible to apply, you must have Australian or New Zealand citizenship or permanent residency status. Please note candidate screening and interviews may be conducted prior to the closing date of the job advert.

Your opportunity to empower results could start right here. Make your mark and apply today!

Please note, given the potential sale of MLC to IOOF (pending APRA approval), organisational change is anticipated.