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Compliance Consultant, Wealth

MLC - Sydney, NSW

Banking & Finance
Source: uWorkin


About the Role
Assist the Head of Compliance to monitor and support the regulatory compliance framework for MLC Wealth that operates cohesively with the operational risk framework, and that is integrated into day to day MLC business policies, procedures and processes, meeting the needs of end users. This includes measurement of levels of maturity of the framework within MLC Wealth, reporting and escalation of compliance issues to management & risk committees. Key responsibilities will include;

  • The provision of technical advice and support to BRR (Business Risk & Resilience) and Management on key compliance changes;
  • Undertake assurance testing to support business stakeholders, including BRR, on key compliance obligations;
  • Coordinate efficient, effective, and timely compliance reporting to relevant stakeholders: BRR partners, Business, Assurance Services etc.
  • Provide subject matter expertise input into the development of a robust compliance training program for MLC Wealth
  • Ensure Risk System is up to date and with regard to Obligations and controls;
  • Alignment with Regulatory Change team

About YouKey skills and experiences required for this role will include;

  • Tertiary qualifications in Accounting, Commerce, Banking, Economics, Finance or Law
  • 3-5years experience in operational risk or compliance in financial services
  • Decision making – makes effective decisions whilst balancing the competing demands of various stakeholders
  • Change management – able to innovative and challenge assumptions.

At MLC Wealth, we believe success comes from our people. We're committed to supporting our people as you help us build a business and culture that affects positive change for our clients and community.

The Benefits
From education and volunteer leave to learning benefits and banking discounts, we offer access to a wide range of employee benefits. 

To be eligible to apply, you must have Australian or New Zealand citizenship or permanent residency status. Please note candidate screening and interviews may be conducted prior to the closing date of the job advert.

How to ApplyIf you're ready for the next step, click apply and submit your application via our careers site!

Please note, given the potential sale of MLC to IOOF (pending APRA approval), organisational change is anticipated.