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Project Compliance Consultant

MLC - Sydney, NSW

Banking & Finance
Source: uWorkin


About the Role
As a compliance risk specialist, you’ll provide technical compliance advice, insight and challenge, to support the delivery of great outcomes for MLC.
You’ll be proactive, helping to integrate how we manage this risk into the way we do business at MLC. Key responsibilities will include:

  • Provide administrative support using the GRACE/Atlas system to monitor and report on compliance obligations and APRA Licence conditions.
  • Build relationships with a portfolio of business stakeholders, fostering trust and empowering them to manage compliance risk every day.
  • Support the implementation and continuous improvement of compliance risk frameworks, policies and procedures to articulate how MLC manages compliance as an organisation.
  • Support the provision of specialist compliance risk advice to risk partners to understand how compliance influences business operations and help evolve the maturity of risk profiles, compliance plans and control environments.
  • Support the HO to provide the GM and CRO with a view of compliance, enabling them to make informed decisions and take timely action.
  • Proactively manage risk, meeting all policy and compliance requirements; perform controls, adhere to process and procedures pertinent to your role, and escalate events, issues or breaches as they are identified. Risk accountability forms part of all roles, as everyone is responsible for managing risk and compliance.

About YouKey skills and experiences required will include:

  • 5+ years’ experience in risk and compliance management, preferably in wealth management or financial services
  • Tertiary or post-graduate qualifications in finance, commerce or law
  • Flexiblity when responding to change and multiple demands, meeting new challenges as they arise
  • Ability to bring together a diverse group of SMEs, stakeholders and service providers to problem solve, and design and build solutions.

About Us
At MLC Wealth, we believe success comes from our people. We're committed to supporting our people as you help us build a business and culture that affects positive change for our clients - and for the community too.

The Benefits
From education and volunteer leave to learning benefits and banking discounts, we offer access to a wide range of employee benefits.

To be eligible to apply, you must have Australian or New Zealand citizenship or permanent residency status. Please note candidate screening and interviews may be conducted prior to the closing date of the job advert.

If you're ready for the next step, apply today!

Please note, given the potential sale of MLC to IOOF (pending APRA approval), organisational change is anticipated.